For more information on RM Regulatory Services, please contact:

James Robson
Chief Investment Officer

email James

 

David Watts
Client Management

email David

 

Small authorised UK AIFM services

A small authorised UK AIFM is an ‘alternative investment fund manager’, required under the Financial Conduct Authority rules to be appointed to certain alternative investment (ie non-UCITS) funds (AIFs).

There is no need to appoint a Depositary to an AIF, if it is only marketing in the UK.

In the event that you wish to appoint RM Regulatory Services as your AIFM, we would meet with you (either virtually or face to face) to conduct due diligence and assess whether RM Regulatory Services can help your fund.

We will ask you for certain information about both your fund and fund manager structure, including financial and governance information.

Once we have conducted due diligence and assuming that RM Regulatory Services can act for you, we will enter into an agreement with you appointing us as AIFM. This agreement and due diligence can be signed much more quickly than it takes to get FCA regulated, allowing funds and managers to get to market without delay.

Once appointed, RM Regulatory Services will oversee your fund as it grows and invests.

RM Regulatory Services can also act as Appointed Representative Principal in the event that the fund manager also requires regulatory approval.